Whether you wish to become a retail intermediary or a regulated entity under MiFID we can help. Our process follows from engagement to submission, through to authorisation.
Our consultants can author, design or review your policy documentation and processes depending on what is required.
We take the pain out of on-going compliance by being available to answer your queries and give you a steer on any regulatory topics/questions that may arise. Monthly and quarterly subscriptions available.
This is particularly beneficial both for entities which are starting out and those which have spent a lot of effort establishing compliance procedures and processes. We identify gaps and suggest remediation plans in an efficient manner.
The vast majority of SMEs don’t require a full-time DPO. We can fulfil that role for you on a part-time basis, whereby you benefit from our broad experience in discussing potential breaches, legitimate basis questions, etc.
The GDPR is the European Union’s General Data Protection Regulation. Its purpose is to “harmonize data privacy laws across Europe, to protect and empower all EU residents’ data privacy, and to reshape the way organizations across the region approach data privacy for EU residents wherever they work in the world.”
The law applies to any organization conducting business in the EU as well as to organizations outside the EU that collect, process, or store information on EU citizens as well as on non-citizens while they reside in the EU.
GDPR requires an ability not just to comply but for Data Controllers and Data Processors to be able to demonstrate that compliance.
Our range of Data Protection services are designed to help you do that through onsite audits, roadmaps for required actions, updated procedures and ongoing advice and training. If you are not sure where to start or what assistance you require, contact us today to setup a consultation via phone or in person.